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Lead - Compliance Officer

Jaipur, Rajasthan, India

Assist in developing and implementing compliance model required to operate within acceptable standards

Owning & managing the compliance requirements and ensuring adherence to the requirements

Liaison with stakeholder/senior management to ensure proper implementation of established compliance policies

Review business policies to ensure they are aligned as per regulatory requirements

Collaborate with other departments such as the risk management or internal audit unit to forward compliance issues for investigation

Conduct reviews to identify gaps in the overall compliance processes within and outside the department & ensure identification of staff accountability for requisite action

Ensure adherence to timelines for various compliance activities as assigned by regulator/ Board/ top 0r senior management

Review the policies/ products/ processes to ensure compliance with regulatory & statutory laws.

Carry out assessments to identify areas of potential compliance risks in order to implement preventive/corrective strategies to address compliance issues

Provide reports on a regular basis to senior management to keep them updated on progress of compliance operations

Organize compliance programs to educate the staff on recent and already existing compliance requirements

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Lead - Compliance Officer jobs in Jaipur, Rajasthan, India

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